|Program Name||Compliance Management|
|Description||This program is intended to provide the required knowledge and skills for adult learners currently employed or seeking employment in compliance departments in regulated industries. Compliance regulations flow from legislation that often impacts a broad cross-section of industries which include: banking/financial services; insurance; real estate; investment companies, and not-for-profit organizations. The curriculum will include an introduction to the legal framework, governance and compliance requirements for regulated industries; risk management and assessment; communications; meeting compliance requirements; preparing for an audit; as well as good governance practices.
|Admission Requirements||Domestic Students must be 19 years of age or older to get in to this program. No other requirements are necessary.
International Students should contact our International Office via email at email@example.com for eligibility.
|Info||Students have 5 years to complete this Program.|
|Notes||*This program will be offered in Fall 2022. You can take CMGT 100 & CMGT 104 in Fall 2022, CMGT 101 & 103 in Winter 2023, and CMGT 102 & 105 in Summer 2023. Once you successfully complete all the required courses, you can request for a certificate at the end of May 2023.
Click on each course to view course details and to register online. You can also register by phone at 416-289-5300.
Courses will be offered in a blended format which will require students to attend a few in-class sessions.
|Contact Telephone||416-289-5000 Ex 2320|
|Course Code||Course Name|
|CMGT-100||Fundamentals of Compliance|
|CMGT-101||Effective Compliance Programs|
|CMGT-102||102 Reviews, Audits, Investigations and Complaints|
|CMGT-103||Privacy and Information Protection|
|CMGT-104||Anti-Money Laundering, Bribery/Corruption and Economic Sanctions|
|CMGT-105||Securities Law Compliance|