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416 289 5000
1-800-268-4419 (in Ontario)
P.O. Box 631 Station A
Toronto, ON, M1K 5E9
Compliance Management
| Program Code | 7521 |
| Program Name | Compliance Management |
| Description | This program is intended to provide the required knowledge and skills for adult learners currently employed or seeking employment in compliance departments in regulated industries. Compliance regulations flow from legislation that often impacts a broad cross-section of industries which include: banking/financial services; insurance; real estate; investment companies, and not-for-profit organizations. The curriculum will include an introduction to the legal framework, governance and compliance requirements for regulated industries; risk management and assessment; communications; meeting compliance requirements; preparing for an audit; as well as good governance practices. |
| Admission Requirements | Domestic Students must be 19 years of age or older to get in to this program. No other requirements are necessary. International Students should contact our International Office via email at international@centennialcollege.ca for eligibility. |
| Info | Students have 5 years to complete this Program. |
| Notes | |
| Contact Telephone | 416-289-5000 Ex 2320 |
| Contact Email | business.PT@centennialcollege.ca |
Mandatory Courses
| Course Code | Course Name |
|---|---|
| CMGT-100 | Fundamentals of Compliance |
| CMGT-101 | Effective Compliance Programs |
| CMGT-102 | 102 Reviews, Audits, Investigations and Complaints |
| CMGT-103 | Privacy and Information Protection |
| CMGT-104 | Anti-Money Laundering, Bribery/Corruption and Economic Sanctions |
| CMGT-105 | Securities Law Compliance |