416 289 5000
1-800-268-4419 (in Ontario)

P.O. Box 631 Station A
Toronto, ON, M1K 5E9

Compliance and Governance

Program Code 7520
Program Name Compliance and Governance
Description This program is intended to provide the required knowledge and skills for adult learners currently employed or seeking employment in compliance departments in regulated industries. Compliance regulations flow from legislation which often impact a broad cross-section of industries which include: banking/financial services; insurance; real estate; investment companies, and not-for-profit organizations. The curriculum will include an introduction to the legal framework, governance and compliance requirements for regulated industries; risk management and assessment; communications; meeting compliance requirements; preparing for an audit; as well as good governance practices.
Admission Requirements Mature Student status (19 years of age or older)
Info Students have 5 years to complete this Program.
Notes Courses will be offered in a blended format which will require students to attend a few in-class sessions.
Contact Telephone 416-289-5000 Ex 2258
Contact Email

Mandatory Courses

Five Mandatory Courses are required CMGV100 to CMGV104
Course Code Course Name
CMGV-100 Legal Framework, Governance and Compliance
CMGV-101 Risk Management and Assessment
CMGV-102 Programs, Policies, Procedures and Training
CMGV-103 Governance and Compliance Communications
CMGV-104 Code of Conduct and Ethics Programs

Elective Courses

Students must choose one elective from the following :
CMGV-110, CMGV-111, CMGV-112, CMGV-113, CMGV-114,
Course Code Course Name
CMGV-110 Anti-Money Laundering and Sanctions Compliance Programs
CMGV-111 Consumer Protection Compliance Programs
CMGV-112 Privacy Programs
CMGV-113 Anti-Corruption and Bribery Compliance Programs
CMGV-114 Not-For-Profit Compliance Programs