416 289 5000
1-800-268-4419 (in Ontario)

P.O. Box 631 Station A
Toronto, ON, M1K 5E9

Investment Services

Program Code 7397
Program Name Investment Services
Description By completing this program, you will be well equipped to make necessary recommendations to help clients achieve their financial goals. This program gives you the basic credentials and knowledge needed in today's changing financial services industry. Upon completion of the program and associated industry exams, you may be eligible to write the Certified Financial Planner (CFP) exam leading to the CFP designation. This program includes Financial Planning Certificate curriculum as well as two Canadian Securities Institute courses.

Financial Advisors wishing to sell mutual funds may want to consider completing CCSC-103. Financial Advisors with an interest in stocks, bonds and mutual funds should consider completing CCSC 101 and 102.

Employment opportunites exist with most financial institutions including: banks, credit unions, brokerage firms and trust companies in various positions that may include, personal banker, financial advisor, mortgage and loans officer, as well as self-employment as an independent financial planner.
Info For more information, visit
Notes Please note once you have completed all your courses, you will need to fill out a Form to Graduate and submit for processing. The form can be found at the following link:
Contact Telephone 416 289-5000 EXT 2258
Contact Email

Mandatory Courses

Course Code Course Name
CCSC-101 Canadian Securities Part 1
CCSC-102 Canadian Securities Part 2
CCSC-103 Canadian Investment Funds (Mutual Funds)
CEFN-801 Retirement Planning
CEFN-802 Risk Management and Estate Planning
CEFN-803 Strategic Investment Planning
CEFN-804 Income Tax Planning